Job Details

Senior Compliance Analyst Mercer Taiwan Nov. 15, 2018

Job ID:

Job ID R_024359-en

Job Description

JOB RESPONSIBILITIES

  • Reviews various internal regulatory reports to ensure compliance with all internal policies, procedures and governmental regulatory requirements.
  • Receives and reviews all Defined Contribution (“DC”) Subpoenas.
  • Monitors, tracks and distributes subpoena summary reports to requestor.
  • Communicates with requestor and serves as liaison between requestor and business partners to respond to follow up inquiries.
  • Processes Federal and State Levies.
  • Makes determination on appropriate actions and follows up internally and externally as needed.
  • Facilitates potential fraud or forgery investigations.
  • Acts as liaison between participant and banks, collect information and prepare filings for final review.
  • Assists and/or develops training materials/bulletins to increase communication of compliance topics and initiatives.
  • Prepares various reports for senior leaders and others as needed.


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